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<rfc ipr="trust200902" category="std" docName="draft-ietf-cellar-ffv1-00">
<?rfc toc="yes"?>
<?rfc symrefs="yes"?>
<?rfc sortrefs="yes"?>
<?rfc compact="yes"?>
<?rfc subcompact="no"?>
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<front>
<title abbrev="FFV1">FF Video Codec 1</title>

<author initials="M." surname="Niedermayer" fullname="Michael Niedermayer">
<organization></organization>
<address>
<postal>
<street></street>
<city></city>
<code></code>
<country></country>
<region></region>
</postal>
<phone></phone>
<email>michael@niedermayer.cc</email>
<uri></uri>
</address>
</author>
<author initials="D." surname="Rice" fullname="Dave Rice">
<organization></organization>
<address>
<postal>
<street></street>
<city></city>
<code></code>
<country></country>
<region></region>
</postal>
<phone></phone>
<email>dave@dericed.com</email>
<uri></uri>
</address>
</author>
<author initials="J." surname="Martinez" fullname="Jerome Martinez">
<organization></organization>
<address>
<postal>
<street></street>
<city></city>
<code></code>
<country></country>
<region></region>
</postal>
<phone></phone>
<email>jerome@mediaarea.net</email>
<uri></uri>
</address>
</author>
<date year="2017" month="July" day="2"/>

<area>art</area>
<workgroup>cellar</workgroup>
<keyword></keyword>


<abstract>
<t>This document defines FFV1, a lossless intra-frame video encoding format. FFV1 is designed to efficiently compress video data in a variety of pixel formats. Compared to uncompressed video, FFV1 offers storage compression, frame fixity, and self-description, which makes FFV1 useful as a preservation or intermediate video format.
</t>
</abstract>


</front>

<middle>

<section anchor="introduction" title="Introduction">
<t>This document describes FFV1, a lossless video encoding format. The design of FFV1 considers the storage of image characteristics, data fixity, and the optimized use of encoding time and storage requirements. FFV1 is designed to support a wide range of lossless video applications such as long-term audiovisual preservation, scientific imaging, screen recording, and other video encoding scenarios that seek to avoid the generational loss of lossy video encodings.
</t>
<t>This document defines a version 0, 1, and 3 of FFV1. The distinctions of the versions are provided throughout the document, but in summary:
</t>
<t>
<list style="symbols">
<t>Version 0 of FFV1 was the original implementation of FFV1 and has been in non-experimental use since April 14, 2006 <xref target="FFV1_V0"/>.</t>
<t>Version 1 of FFV1 adds support of more video bit depths and has been in use since April 24, 2009 <xref target="FFV1_V1"/>.</t>
<t>Version 2 of FFV1 only existed in experimental form and is not described by this document.</t>
<t>Version 3 of FFV1 adds several features such as increased description of the characteristics of the encoding images and embedded CRC data to support fixity verification of the encoding. Version 3 has been in non-experimental use since August 17, 2013 <xref target="FFV1_V3"/>.</t>
</list>
</t>
<t>The latest version of this document is available at <eref target="https://raw.github.com/FFmpeg/FFV1/master/ffv1.md"/>
</t>
<t>This document assumes familiarity with mathematical and coding concepts such as Range coding <xref target="range-coding"/> and YCbCr color spaces <xref target="YCbCr"/>.
</t>
</section>

<section anchor="notation-and-conventions" title="Notation and Conventions">
<t>The key words &quot;MUST&quot;, &quot;MUST NOT&quot;, &quot;REQUIRED&quot;, &quot;SHALL&quot;, &quot;SHALL NOT&quot;, &quot;SHOULD&quot;, &quot;SHOULD NOT&quot;, &quot;RECOMMENDED&quot;, &quot;MAY&quot;, and &quot;OPTIONAL&quot; in this document are to be interpreted as described in <xref target="RFC2119"/>.
</t>

<section anchor="definitions" title="Definitions">
<t><spanx style="verb">ESC</spanx>:   An ESCape symbol to indicate that the symbol to be stored is too large for normal storage and that an alternate storage method.
</t>
<t><spanx style="verb">MSB</spanx>:   Most Significant Bit, the bit that can cause the largest change in magnitude of the symbol.
</t>
<t><spanx style="verb">RCT</spanx>:   Reversible Color Transform, a near linear, exactly reversible integer transform that converts between RGB and YCbCr representations of a sample.
</t>
<t><spanx style="verb">VLC</spanx>:   Variable Length Code, a code which maps source symbols to a variable number of bits.
</t>
<t><spanx style="verb">RGB</spanx>:   A reference to the method of storing the value of a sample by using three numeric values that represent Red, Green, and Blue.
</t>
<t><spanx style="verb">YCbCr</spanx>: A reference to the method of storing the value of a sample by using three numeric values that represent the luminance of the sample (Y) and the chrominance of the sample (Cb and Cr).
</t>
<t><spanx style="verb">TBA</spanx>:   To Be Announced. Used in reference to the development of future iterations of the FFV1 specification.
</t>
</section>

<section anchor="conventions" title="Conventions">
<t>Note: the operators and the order of precedence are the same as used in the C programming language <xref target="ISO.9899.1990"/>.
</t>

<section anchor="arithmetic-operators" title="Arithmetic operators">
<t><spanx style="verb">a + b</spanx>       means a plus b.
</t>
<t><spanx style="verb">a - b</spanx>       means a minus b.
</t>
<t><spanx style="verb">-a</spanx>          means negation of a.
</t>
<t><spanx style="verb">a * b</spanx>       means a multiplied by b.
</t>
<t><spanx style="verb">a / b</spanx>       means a divided by b.
</t>
<t><spanx style="verb">a &amp; b</spanx>       means bit-wise &quot;and&quot; of a and b.
</t>
<t><spanx style="verb">a | b</spanx>       means bit-wise &quot;or&quot; of a and b.
</t>
<t><spanx style="verb">a &gt;&gt; b</spanx>      means arithmetic right shift of two’s complement integer representation of a by b binary digits.
</t>
<t><spanx style="verb">a &lt;&lt; b</spanx>      means arithmetic left shift of two’s complement integer representation of a by b binary digits.
</t>
</section>

<section anchor="assignment-operators" title="Assignment operators">
<t><spanx style="verb">a = b</spanx>       means a is assigned b.
</t>
<t><spanx style="verb">a++</spanx>         is equivalent to a is assigned a + 1.
</t>
<t><spanx style="verb">a--</spanx>         is equivalent to a is assigned a - 1.
</t>
<t><spanx style="verb">a += b</spanx>      is equivalent to a is assigned a + b.
</t>
<t><spanx style="verb">a -= b</spanx>      is equivalent to a is assigned a - b.
</t>
<t><spanx style="verb">a *= b</spanx>      is equivalent to a is assigned a * b.
</t>
</section>

<section anchor="comparison-operators" title="Comparison operators">
<t><spanx style="verb">a &gt; b</spanx>       means a is greater than b.
</t>
<t><spanx style="verb">a &gt;= b</spanx>      means a is greater than or equal to b.
</t>
<t><spanx style="verb">a &lt; b</spanx>       means a is less than b.
</t>
<t><spanx style="verb">a &lt;= b</spanx>      means a is less than or equal b.
</t>
<t><spanx style="verb">a == b</spanx>      means a is equal to b.
</t>
<t><spanx style="verb">a != b</spanx>      means a is not equal to b.
</t>
<t><spanx style="verb">a &amp;&amp; b</spanx>      means Boolean logical &quot;and&quot; of a and b.
</t>
<t><spanx style="verb">a || b</spanx>      means Boolean logical &quot;or&quot; of a and b.
</t>
<t><spanx style="verb">!a</spanx>          means Boolean logical &quot;not&quot; of a.
</t>
<t><spanx style="verb">a ? b : c</spanx>   if a is true, then b, otherwise c.
</t>
</section>

<section anchor="mathematical-functions" title="Mathematical functions">
<t>floor(a)              the largest integer less than or equal to a
</t>
<t>ceil(a)               the largest integer less than or equal to a
</t>
<t>sign(a)               extracts the sign of a number, i.e. if a &lt; 0 then -1, else if a &gt; 0 then 1, else 0
</t>
<t>abs(a)                the absolute value of a, i.e. abs(a) = sign(a)*a
</t>
<t>log2(a)               the base-two logarithm of a
</t>
<t>min(a,b)              the smallest of two values a and b
</t>
<t>max(a,b)              the largest of two values a and b
</t>
<t>median(a,b,c)         the numerical middle value in a data set of a, b, and c, i.e. a+b+c-min(a,b,c)-max(a,b,c)
</t>
<t>a_{b}                 the b-th value of a sequence of a
</t>
<t>a_{b,c}               the 'b,c'-th value of a sequence of a
</t>
</section>

<section anchor="order-of-operation-precedence" title="Order of operation precedence">
<t>When order of precedence is not indicated explicitly by use of parentheses, operations are evaluated in the following order (from top to bottom, operations of same precedence being evaluated from left to right). This order of operations is based on the order of operations used in Standard C.
</t>

<figure align="center"><artwork align="center">
a++, a--
!a, -a
a * b, a / b, a % b
a + b, a - b
a &lt;&lt; b, a &gt;&gt; b
a &lt; b, a &lt;= b, a &gt; b, a &gt;= b
a == b, a != b
a &amp; b
a | b
a &amp;&amp; b
a || b
a ? b : c
a = b, a += b, a -= b, a *= b
</artwork></figure>
</section>

<section anchor="pseudocode" title="Pseudo-code">
<t>Several components of FFV1 are described in this document using pseudo-code. Note that the pseudo-code is used for clarity in order to illustrate the structure of FFV1 and not intended to specify any particular implementation. The pseudo-code used is based upon the C programming language <xref target="ISO.9899.1990"/> as uses its <spanx style="verb">if/else</spanx>, <spanx style="verb">while</spanx> and <spanx style="verb">for</spanx> functions as well as functions defined within this document.
</t>
</section>

<section anchor="range" title="Range">
<t><spanx style="verb">a...b</spanx> means any value starting from a to b, inclusive.
</t>
</section>

<section anchor="numbytes" title="NumBytes">
<t>NumBytes is a non-negative integer that expresses the size in 8-bit octets of particular FFV1 components such as the Configuration Record and Frame. FFV1 relies on its container to store the NumBytes values, see <xref target="mapping-ffv1-into-containers"/>.
</t>
</section>

<section anchor="bitstream-functions" title="Bitstream functions">

<section anchor="remainingbitsinbitstream" title="remaining_bits_in_bitstream">
<t><spanx style="verb">remaining_bits_in_bitstream( )</spanx> means the count of remaining bits after the current position in that bitstream component. It is computed from the NumBytes value multiplied by 8 minus the count of bits of that component already read by the bitstream parser.
</t>
</section>

<section anchor="bytealigned" title="byte_aligned">
<t><spanx style="verb">byte_aligned( )</spanx> is true if <spanx style="verb">remaining_bits_in_bitstream( NumBytes )</spanx> is a multiple of 8, otherwise false.
</t>
</section>
</section>
</section>
</section>

<section anchor="general-description" title="General Description">
<t>Samples within a plane are coded in raster scan order (left-&gt;right, top-&gt;bottom). Each sample is predicted by the median predictor from samples in the same plane and the difference is stored see <xref target="coding-of-the-sample-difference"/>.
</t>

<section anchor="border" title="Border">
<t>A border is assumed for each coded slice for the purpose of the predictor and context according to the following rules:
</t>
<t>
<list style="symbols">
<t>one column of samples to the left of the coded slice is assumed as identical to the samples of the leftmost column of the coded slice shifted down by one row</t>
<t>one column of samples to the right of the coded slice is assumed as identical to the samples of the rightmost column of the coded slice</t>
<t>an additional column of samples to the left of the coded slice and two rows of samples above the coded slice are assumed to be <spanx style="verb">0</spanx></t>
</list>
</t>
<t>The following table depicts a slice of samples <spanx style="verb">a,b,c,d,e,f,g,h,i</spanx> along with its assumed border.
</t>

<figure align="center"><artwork align="center">
+---+---+---+---+---+---+---+---+
| 0 | 0 |   | 0 | 0 | 0 |   | 0 |
+---+---+---+---+---+---+---+---+
| 0 | 0 |   | 0 | 0 | 0 |   | 0 |
+---+---+---+---+---+---+---+---+
|   |   |   |   |   |   |   |   |
+---+---+---+---+---+---+---+---+
| 0 | 0 |   | a | b | c |   | c |
+---+---+---+---+---+---+---+---+
| 0 | a |   | d | e | f |   | f |
+---+---+---+---+---+---+---+---+
| 0 | d |   | g | h | i |   | i |
+---+---+---+---+---+---+---+---+
</artwork></figure>
</section>

<section anchor="samples" title="Samples">
<t>Positions used for context and median predictor are:
</t>

<figure align="center"><artwork align="center">
+---+---+---+---+
|   |   | T |   |
+---+---+---+---+
|   |tl | t |tr |
+---+---+---+---+
| L | l | X |   |
+---+---+---+---+
</artwork></figure>
<t><spanx style="verb">X</spanx> is the current processed Sample.
<vspace/>
The identifers are made of the first letters of the words Top, Left and Right.
</t>
</section>

<section anchor="median-predictor" title="Median predictor">
<t>The prediction for any sample value at position <spanx style="verb">X</spanx> may be computed based upon the relative neighboring values of <spanx style="verb">l</spanx>, <spanx style="verb">t</spanx>, and <spanx style="verb">tl</spanx> via this equation:
</t>
<t><spanx style="verb">median(l, t, l + t - tl)</spanx>.
</t>
<t>Note, this prediction template is also used in <xref target="ISO.14495-1.1999"/> and <xref target="HuffYUV"/>.
</t>
<t>Exception for the media predictor:
if colorspace_type == 0 &amp;&amp; bits_per_raw_sample == 16 &amp;&amp; ( coder_type == 1 || coder_type == 2 ), the following media predictor MUST be used:
</t>
<t><spanx style="verb">median(left16s, top16s, left16s + top16s - diag16s)</spanx>
</t>
<t>where:
</t>

<figure align="center"><artwork align="center">
left16s = l  &gt;= 32768 ? ( l  - 65536 ) : l
top16s  = t  &gt;= 32768 ? ( t  - 65536 ) : t
diag16s = tl &gt;= 32768 ? ( tl - 65536 ) : tl
</artwork></figure>
<t>Background: a two's complement signed 16-bit signed integer was used for storing pixel values in all known implementations of FFV1 bitstream. So in some circumstances, the most significant bit was wrongly interpreted (used as a sign bit instead of the 16th bit of an unsigned integer). Note that when the issue is discovered, the only configuration of all known implementations being impacted is 16-bit YCbCr color space with Range Coder coder, as other potentially impacted configurations (e.g. 15/16-bit JPEG2000-RCT color space with Range Coder coder, or 16-bit any color space with Golomb Rice coder) were implemented nowhere. In the meanwhile, 16-bit JPEG2000-RCT color space with Range Coder coder was implemented without this issue in one implementation and validated by one conformance checker. It is expected (to be confirmed) to remove this exception for the media predictor in the next version of the bitstream.
</t>
</section>

<section anchor="context" title="Context">
<t>Relative to any sample <spanx style="verb">X</spanx>, the Quantized Sample Differences <spanx style="verb">L-l</spanx>, <spanx style="verb">l-tl</spanx>, <spanx style="verb">tl-t</spanx>, <spanx style="verb">T-t</spanx>, and <spanx style="verb">t-tr</spanx> are used as context:
</t>

<figure align="center"><artwork align="center">
context = Q_{0}[l − tl] +
          Q_{1}[tl − t] +
          Q_{2}[t − tr] +
          Q_{3}[L − l]  +
          Q_{4}[T − t]
</artwork></figure>
<t>If <spanx style="verb">context &gt;= 0</spanx> then <spanx style="verb">context</spanx> is used and the difference between the sample and its predicted value is encoded as is, else <spanx style="verb">-context</spanx> is used and the difference between the sample and its predicted value is encoded with a flipped sign.
</t>
</section>

<section anchor="quantization-table-sets" title="Quantization Table Sets">
<t>The bitstream contains 1 or more Quantization Table Sets.
<vspace/>
Each Quantization Table Set contains exactly 5 Quantization Tables, each Quantization Table corresponding to 1 of the 5 Quantized Sample Differences.
<vspace/>
For each Quantization Table, both the number of quantization steps and their distribution are stored in the bitstream; each Quantization Table has exactly 256 entries, and the 8 least significant bits of the Quantized Sample Difference are used as index:
</t>

<figure align="center"><artwork align="center">
Q_{j}[k] = quant_tables[i][j][k&amp;255]
</artwork></figure>
<t>In this formula, <spanx style="verb">i</spanx> is the Quantization Table Set index, <spanx style="verb">j</spanx> is the Quantized Table index, <spanx style="verb">k</spanx> the Quantized Sample Difference.
</t>
</section>

<section anchor="quantization-table-set-indexes" title="Quantization Table Set indexes">
<t>For each plane of each slice, a Quantization Table Set is selected from an index:
</t>
<t>
<list style="symbols">
<t>For Y plane, <spanx style="verb">quant_table_set_index [ 0 ]</spanx> index is used</t>
<t>For Cb and Cr planes, <spanx style="verb">quant_table_set_index [ 1 ]</spanx> index is used</t>
<t>For Alpha plane, <spanx style="verb">quant_table_set_index [ (version &lt;= 3 || chroma_planes) ? 2 : 1 ]</spanx> index is used</t>
</list>
</t>
<t>Background: in first implementations of FFV1 bitstream, the index for Cb and Cr planes was stored even if it is not used (chroma_planes set to 0), this index is kept for version &lt;= 3 in order to keep compatibility with bitstreams in the wild.
</t>
</section>

<section anchor="color-space" title="Color space">
<t>FFV1 supports two color spaces: YCbCr and JPEG2000-RCT. Both color spaces allow an optional Alpha plane that can be used to code transparency data.
</t>

<section anchor="ycbcr" title="YCbCr">
<t>In YCbCr color space, the Cb and Cr planes are optional, but if used then MUST be used together. Omitting the Cb and Cr planes codes the frames in grayscale without color data. An FFV1 frame using YCbCr MUST use one of the following arrangements:
</t>
<t>
<list style="symbols">
<t>Y</t>
<t>Y, Alpha</t>
<t>Y, Cb, Cr</t>
<t>Y, Cb, Cr, Alpha</t>
</list>
</t>
<t>When FFV1 uses the YCbCr color space, the Y plane MUST be coded first. If the Cb and Cr planes are used then they MUST be coded after the Y plane. If an Alpha (transparency) plane is used, then it MUST be coded last.
</t>
</section>

<section anchor="jpeg2000rct" title="JPEG2000-RCT">
<t>JPEG2000-RCT is a Reversible Color Transform that codes RGB (red, green, blue) planes losslessly in a modified YCbCr color space. Reversible conversions between YCbCr and RGB use the following formulae.
</t>

<figure align="center"><artwork align="center">
Cb=b-g
</artwork></figure>

<figure align="center"><artwork align="center">
Cr=r-g
</artwork></figure>

<figure align="center"><artwork align="center">
Y=g+(Cb+Cr)&gt;&gt;2
</artwork></figure>

<figure align="center"><artwork align="center">
g=Y-(Cb+Cr)&gt;&gt;2
</artwork></figure>

<figure align="center"><artwork align="center">
r=Cr+g
</artwork></figure>

<figure align="center"><artwork align="center">
b=Cb+g
</artwork></figure>
<t>Exception for the reversible conversions between YCbCr and RGB:
if bits_per_raw_sample is between 9 and 15 inclusive, the following formulae for reversible conversions between YCbCr and RGB MUST be used instead of the ones above:
</t>

<figure align="center"><artwork align="center">
Cb=g-b
</artwork></figure>

<figure align="center"><artwork align="center">
Cr=r-b
</artwork></figure>

<figure align="center"><artwork align="center">
Y=b+(Cb+Cr)&gt;&gt;2
</artwork></figure>

<figure align="center"><artwork align="center">
b=Y-(Cb+Cr)&gt;&gt;2
</artwork></figure>

<figure align="center"><artwork align="center">
r=Cr+b
</artwork></figure>

<figure align="center"><artwork align="center">
g=Cb+b
</artwork></figure>
<t>Background: At the time of this writing, in all known implementations of FFV1 bitstream, when bits_per_raw_sample was between 9 and 15 inclusive, GBR planes were used as BGR planes during both encoding and decoding. In the meanwhile, 16-bit JPEG2000-RCT color space was implemented without this issue in one implementation and validated by one conformance checker. Methods to address this exception for the transform are under consideration for the next version of the bitstream.
</t>
<t><xref target="ISO.15444-1.2016"/>
</t>
<t>An FFV1 frame using JPEG2000-RCT MUST use one of the following arrangements:
</t>
<t>
<list style="symbols">
<t>Y, Cb, Cr</t>
<t>Y, Cb, Cr, Alpha</t>
</list>
</t>
<t>When FFV1 uses the JPEG2000-RCT color space, the horizontal lines are interleaved to improve caching efficiency since it is most likely that the RCT will immediately be converted to RGB during decoding. The interleaved coding order is also Y, then Cb, then Cr, and then if used Alpha.
</t>
<t>As an example, a frame that is two pixels wide and two pixels high, could be comprised of the following structure:
</t>

<figure align="center"><artwork align="center">
+------------------------+------------------------+
| Pixel[1,1]             | Pixel[2,1]             |
| Y[1,1] Cb[1,1] Cr[1,1] | Y[2,1] Cb[2,1] Cr[2,1] |
+------------------------+------------------------+
| Pixel[1,2]             | Pixel[2,2]             |
| Y[1,2] Cb[1,2] Cr[1,2] | Y[2,2] Cb[2,2] Cr[2,2] |
+------------------------+------------------------+
</artwork></figure>
<t>In JPEG2000-RCT color space, the coding order would be left to right and then top to bottom, with values interleaved by lines and stored in this order:
</t>
<t>Y[1,1] Y[2,1] Cb[1,1] Cb[2,1] Cr[1,1] Cr[2,1] Y[1,2] Y[2,2] Cb[1,2] Cb[2,2] Cr[1,2] Cr[2,2]
</t>
</section>
</section>

<section anchor="coding-of-the-sample-difference" title="Coding of the Sample Difference">
<t>Instead of coding the n+1 bits of the Sample Difference with Huffman or Range coding (or n+2 bits, in the case of RCT), only the n (or n+1) least significant bits are used, since this is sufficient to recover the original sample. In the equation below, the term &quot;bits&quot; represents bits_per_raw_sample+1 for RCT or bits_per_raw_sample otherwise:
</t>

<figure align="center"><artwork align="center">
coder_input =
    [(sample_difference + 2^(bits−1)) &amp; (2^bits − 1)] − 2^(bits−1)
</artwork></figure>

<section anchor="range-coding-mode" title="Range coding mode">
<t>Early experimental versions of FFV1 used the CABAC Arithmetic coder from H.264 as defined in <xref target="ISO.14496-10.2014"/> but due to the uncertain patent/royalty situation, as well as its slightly worse performance, CABAC was replaced by a Range coder based on an algorithm defined by <spanx style="emph">G. Nigel</spanx> and <spanx style="emph">N. Martin</spanx> in 1979 <xref target="range-coding"/>.
</t>

<section anchor="range-binary-values" title="Range binary values">
<t>To encode binary digits efficiently a Range coder is used. <spanx style="verb">C_{i}</spanx> is the i-th Context. <spanx style="verb">B_{i}</spanx> is the i-th byte of the bytestream. <spanx style="verb">b_{i}</spanx> is the i-th Range coded binary value, <spanx style="verb">S_{0,i}</spanx> is the i-th initial state, which is 128. The length of the bytestream encoding n binary symbols is <spanx style="verb">j_{n}</spanx> bytes.
</t>

<figure align="center"><artwork align="center">
r_{i} = floor( ( R_{i} * S_{i,C_{i}} ) / 2^8 )
</artwork></figure>

<figure align="center"><artwork align="center">
S_{i+1,C_{i}} =  zero_state_{S_{i,C_{i}}} XOR
          l_i =  L_i                     XOR
          t_i =  R_i - r_i               &lt;==
          b_i =  0                       &lt;==&gt;
          L_i &lt;  R_i - r_i
</artwork></figure>

<figure align="center"><artwork align="center">
S_{i+1,C_{i}} =  one_state_{S_{i,C_{i}}}  XOR
          l_i =  L_i - R_i + r_i         XOR
          t_i =  r_i                     &lt;==
          b_i =  1                       &lt;==&gt;
          L_i &gt;= R_i - r_i
</artwork></figure>

<figure align="center"><artwork align="center">
S_{i+1,k} = S_{i,k} &lt;== C_i != k
</artwork></figure>

<figure align="center"><artwork align="center">
R_{i+1} =  2^8 * t_{i}                   XOR
L_{i+1} =  2^8 * l_{i} + B_{j_{i}}       XOR
j_{i+1} =  j_{i} + 1                     &lt;==
t_{i}   &lt;  2^8
</artwork></figure>

<figure align="center"><artwork align="center">
R_{i+1} =  t_{i}                         XOR
L_{i+1} =  l_{i}                         XOR
j_{i+1} =  j_{i}                         &lt;==
t_{i}   &gt;= 2^8
</artwork></figure>

<figure align="center"><artwork align="center">
R_{0} = 65280
</artwork></figure>

<figure align="center"><artwork align="center">
L_{0} = 2^8 * B_{0} + B_{1}
</artwork></figure>

<figure align="center"><artwork align="center">
j_{0} = 2
</artwork></figure>
</section>

<section anchor="range-non-binary-values" title="Range non binary values">
<t>To encode scalar integers, it would be possible to encode each bit separately and use the past bits as context. However that would mean 255 contexts per 8-bit symbol which is not only a waste of memory but also requires more past data to reach a reasonably good estimate of the probabilities. Alternatively assuming a Laplacian distribution and only dealing with its variance and mean (as in Huffman coding) would also be possible, however, for maximum flexibility and simplicity, the chosen method uses a single symbol to encode if a number is 0 and if not encodes the number using its exponent, mantissa and sign. The exact contexts used are best described by the following code, followed by some comments.
</t>

<figure align="center"><artwork align="center" type="c">
pseudo-code                                                   | type
--------------------------------------------------------------|-----
void put_symbol(RangeCoder *c, uint8_t *state, int v, int \   |
is_signed) {                                                  |
    int i;                                                    |
    put_rac(c, state+0, !v);                                  |
    if (v) {                                                  |
        int a= abs(v);                                        |
        int e= log2(a);                                       |
                                                              |
        for (i=0; i&lt;e; i++)                                   |
            put_rac(c, state+1+min(i,9), 1);  //1..10         |
                                                              |
        put_rac(c, state+1+min(i,9), 0);                      |
        for (i=e-1; i&gt;=0; i--)                                |
            put_rac(c, state+22+min(i,9), (a&gt;&gt;i)&amp;1); //22..31 |
                                                              |
        if (is_signed)                                        |
            put_rac(c, state+11 + min(e, 10), v &lt; 0); //11..21|
    }                                                         |
}                                                             |
</artwork></figure>
</section>

<section anchor="initial-values-for-the-context-model" title="Initial values for the context model">
<t>At keyframes all Range coder state variables are set to their initial state.
</t>
</section>

<section anchor="state-transition-table" title="State transition table">

<figure align="center"><artwork align="center">
one_state_{i} =
       default_state_transition_{i} + state_transition_delta_{i}
</artwork></figure>

<figure align="center"><artwork align="center">
zero_state_{i} = 256 - one_state_{256-i}
</artwork></figure>
</section>

<section anchor="defaultstatetransition" title="default_state_transition">

<figure align="center"><artwork align="center">
  0,  0,  0,  0,  0,  0,  0,  0, 20, 21, 22, 23, 24, 25, 26, 27,

 28, 29, 30, 31, 32, 33, 34, 35, 36, 37, 37, 38, 39, 40, 41, 42,

 43, 44, 45, 46, 47, 48, 49, 50, 51, 52, 53, 54, 55, 56, 56, 57,

 58, 59, 60, 61, 62, 63, 64, 65, 66, 67, 68, 69, 70, 71, 72, 73,

 74, 75, 75, 76, 77, 78, 79, 80, 81, 82, 83, 84, 85, 86, 87, 88,

 89, 90, 91, 92, 93, 94, 94, 95, 96, 97, 98, 99,100,101,102,103,

104,105,106,107,108,109,110,111,112,113,114,114,115,116,117,118,

119,120,121,122,123,124,125,126,127,128,129,130,131,132,133,133,

134,135,136,137,138,139,140,141,142,143,144,145,146,147,148,149,

150,151,152,152,153,154,155,156,157,158,159,160,161,162,163,164,

165,166,167,168,169,170,171,171,172,173,174,175,176,177,178,179,

180,181,182,183,184,185,186,187,188,189,190,190,191,192,194,194,

195,196,197,198,199,200,201,202,202,204,205,206,207,208,209,209,

210,211,212,213,215,215,216,217,218,219,220,220,222,223,224,225,

226,227,227,229,229,230,231,232,234,234,235,236,237,238,239,240,

241,242,243,244,245,246,247,248,248,  0,  0,  0,  0,  0,  0,  0,
</artwork></figure>
</section>

<section anchor="alternative-state-transition-table" title="alternative state transition table">
<t>The alternative state transition table has been built using iterative minimization of frame sizes and generally performs better than the default. To use it, the coder_type MUST be set to 2 and the difference to the default MUST be stored in the parameters. The reference implementation of FFV1 in FFmpeg uses this table by default at the time of this writing when Range coding is used.
</t>

<figure align="center"><artwork align="center">
  0, 10, 10, 10, 10, 16, 16, 16, 28, 16, 16, 29, 42, 49, 20, 49,

 59, 25, 26, 26, 27, 31, 33, 33, 33, 34, 34, 37, 67, 38, 39, 39,

 40, 40, 41, 79, 43, 44, 45, 45, 48, 48, 64, 50, 51, 52, 88, 52,

 53, 74, 55, 57, 58, 58, 74, 60,101, 61, 62, 84, 66, 66, 68, 69,

 87, 82, 71, 97, 73, 73, 82, 75,111, 77, 94, 78, 87, 81, 83, 97,

 85, 83, 94, 86, 99, 89, 90, 99,111, 92, 93,134, 95, 98,105, 98,

105,110,102,108,102,118,103,106,106,113,109,112,114,112,116,125,

115,116,117,117,126,119,125,121,121,123,145,124,126,131,127,129,

165,130,132,138,133,135,145,136,137,139,146,141,143,142,144,148,

147,155,151,149,151,150,152,157,153,154,156,168,158,162,161,160,

172,163,169,164,166,184,167,170,177,174,171,173,182,176,180,178,

175,189,179,181,186,183,192,185,200,187,191,188,190,197,193,196,

197,194,195,196,198,202,199,201,210,203,207,204,205,206,208,214,

209,211,221,212,213,215,224,216,217,218,219,220,222,228,223,225,

226,224,227,229,240,230,231,232,233,234,235,236,238,239,237,242,

241,243,242,244,245,246,247,248,249,250,251,252,252,253,254,255,
</artwork></figure>
</section>
</section>

<section anchor="huffman-coding-mode" title="Huffman coding mode">
<t>This coding mode uses Golomb Rice codes. The VLC code is split into 2 parts, the prefix stores the most significant bits, the suffix stores the k least significant bits or stores the whole number in the ESC case. The end of the bitstream (of the frame) is filled with 0-bits until that the bitstream contains a multiple of 8 bits.
</t>

<section anchor="prefix" title="Prefix">
<texttable>
<ttcol align="left">bits</ttcol>
<ttcol align="left">value</ttcol>

<c>1</c><c>0</c>
<c>01</c><c>1</c>
<c>...</c><c>...</c>
<c>0000 0000 0001</c><c>11</c>
<c>0000 0000 0000</c><c>ESC</c>
</texttable>
</section>

<section anchor="suffix" title="Suffix">
<texttable>
<ttcol align="left"></ttcol>
<ttcol align="left"></ttcol>

<c>non ESC</c><c>the k least significant bits MSB first</c>
<c>ESC</c><c>the value - 11, in MSB first order, ESC may only be used if the value cannot be coded as non ESC</c>
</texttable>
</section>

<section anchor="examples" title="Examples">
<texttable>
<ttcol align="center">k</ttcol>
<ttcol align="left">bits</ttcol>
<ttcol align="right">value</ttcol>

<c>0</c><c><spanx style="verb">1</spanx></c><c>0</c>
<c>0</c><c><spanx style="verb">001</spanx></c><c>2</c>
<c>2</c><c><spanx style="verb">1 00</spanx></c><c>0</c>
<c>2</c><c><spanx style="verb">1 10</spanx></c><c>2</c>
<c>2</c><c><spanx style="verb">01 01</spanx></c><c>5</c>
<c>any</c><c><spanx style="verb">000000000000 10000000</spanx></c><c>139</c>
</texttable>
</section>

<section anchor="run-mode" title="Run mode">
<t>Run mode is entered when the context is 0 and left as soon as a non-0 difference is found. The level is identical to the predicted one. The run and the first different level is coded.
</t>
</section>

<section anchor="run-length-coding" title="Run length coding">
<t>The run value is encoded in 2 parts, the prefix part stores the more significant part of the run as well as adjusting the run_index which determines the number of bits in the less significant part of the run. The 2nd part of the value stores the less significant part of the run as it is. The run_index is reset for each plane and slice to 0.
</t>

<figure align="center"><artwork align="center" type="c">
pseudo-code                                                   | type
--------------------------------------------------------------|-----
log2_run[41]={                                                |
 0, 0, 0, 0, 1, 1, 1, 1,                                      |
 2, 2, 2, 2, 3, 3, 3, 3,                                      |
 4, 4, 5, 5, 6, 6, 7, 7,                                      |
 8, 9,10,11,12,13,14,15,                                      |
16,17,18,19,20,21,22,23,                                      |
24,                                                           |
};                                                            |
                                                              |
if (run_count == 0 &amp;&amp; run_mode == 1) {                        |
    if (get_bits1()) {                                        |
        run_count = 1 &lt;&lt; log2_run[run_index];                 |
        if (x + run_count &lt;= w)                               |
            run_index++;                                      |
    } else {                                                  |
        if (log2_run[run_index])                              |
            run_count = get_bits(log2_run[run_index]);        |
        else                                                  |
            run_count = 0;                                    |
        if (run_index)                                        |
            run_index--;                                      |
        run_mode = 2;                                         |
    }                                                         |
}                                                             |
</artwork></figure>
<t>The log2_run function is also used within <xref target="ISO.14495-1.1999"/>.
</t>
</section>

<section anchor="level-coding" title="Level coding">
<t>Level coding is identical to the normal difference coding with the exception that the 0 value is removed as it cannot occur:
</t>

<figure align="center"><artwork align="center" type="c">
    if (diff&gt;0) diff--;
    encode(diff);
</artwork></figure>
<t>Note, this is different from JPEG-LS, which doesn’t use prediction in run mode and uses a different encoding and context model for the last difference On a small set of test samples the use of prediction slightly improved the compression rate.
</t>
</section>
</section>
</section>
</section>

<section anchor="bitstream" title="Bitstream">
<texttable>
<ttcol align="center">Symbol</ttcol>
<ttcol align="center">Definition</ttcol>

<c>u(n)</c><c>unsigned big endian integer using n bits</c>
<c>sg</c><c>Golomb Rice coded signed scalar symbol coded with the method described in <xref target="huffman-coding-mode"/></c>
<c>br</c><c>Range coded Boolean (1-bit) symbol with the method described in <xref target="range-binary-values"/></c>
<c>ur</c><c>Range coded unsigned scalar symbol coded with the method described in <xref target="range-non-binary-values"/></c>
<c>sr</c><c>Range coded signed scalar symbol coded with the method described in <xref target="range-non-binary-values"/></c>
</texttable>
<t>The same context which is initialized to 128 is used for all fields in the header.
</t>
<t>The following MUST be provided by external means during initialization of the decoder:
</t>
<t><spanx style="verb">frame_pixel_width</spanx> is defined as frame width in pixels.
</t>
<t><spanx style="verb">frame_pixel_height</spanx> is defined as frame height in pixels.
</t>
<t>Default values at the decoder initialization phase:
</t>
<t><spanx style="verb">ConfigurationRecordIsPresent</spanx> is set to 0.
</t>

<section anchor="configuration-record" title="Configuration Record">
<t>In the case of a bitstream with <spanx style="verb">version &gt;= 3</spanx>, a Configuration Record is stored in the underlying container, at the track header level. It contains the parameters used for all frames. The size of the Configuration Record, NumBytes, is supplied by the underlying container.
</t>

<figure align="center"><artwork align="center" type="c">
pseudo-code                                                   | type
--------------------------------------------------------------|-----
ConfigurationRecord( NumBytes ) {                             |
    ConfigurationRecordIsPresent = 1                          |
    Parameters( )                                             |
    while( remaining_bits_in_bitstream( NumBytes ) &gt; 32 )     |
        reserved_for_future_use                               | u(1)
    configuration_record_crc_parity                           | u(32)
}                                                             |
</artwork></figure>

<section anchor="reservedforfutureuse" title="reserved_for_future_use">
<t><spanx style="verb">reserved_for_future_use</spanx> has semantics that are reserved for future use.
Encoders conforming to this version of this specification SHALL NOT write this value.
Decoders conforming to this version of this specification SHALL ignore its value.
</t>
</section>

<section anchor="configurationrecordcrcparity" title="configuration_record_crc_parity">
<t><spanx style="verb">configuration_record_crc_parity</spanx> 32 bits that are chosen so that the Configuration Record as a whole has a crc remainder of 0.
This is equivalent to storing the crc remainder in the 32-bit parity.
The CRC generator polynomial used is the standard IEEE CRC polynomial (0x104C11DB7) with initial value 0.
</t>
</section>

<section anchor="mapping-ffv1-into-containers" title="Mapping FFV1 into Containers">
<t>This Configuration Record can be placed in any file format supporting Configuration Records, fitting as much as possible with how the file format uses to store Configuration Records. The Configuration Record storage place and NumBytes are currently defined and supported by this version of this specification for the following container formats:
</t>

<section anchor="in-avi-file-format" title="In AVI File Format">
<t>The Configuration Record extends the stream format chunk (&quot;AVI &quot;, &quot;hdlr&quot;, &quot;strl&quot;, &quot;strf&quot;) with the ConfigurationRecord bitstream.
See <xref target="AVI"/> for more information about chunks.
</t>
<t><spanx style="verb">NumBytes</spanx> is defined as the size, in bytes, of the strf chunk indicated in the chunk header minus the size of the stream format structure.
</t>
</section>

<section anchor="in-isoiec-1449612-mp4-file-format" title="In ISO/IEC 14496-12 (MP4 File Format)">
<t>The Configuration Record extends the sample description box (&quot;moov&quot;, &quot;trak&quot;, &quot;mdia&quot;, &quot;minf&quot;, &quot;stbl&quot;, &quot;stsd&quot;) with a &quot;glbl&quot; box which contains the ConfigurationRecord bitstream. See <xref target="ISO.14496-12.2015"/> for more information about boxes.
</t>
<t><spanx style="verb">NumBytes</spanx> is defined as the size, in bytes, of the &quot;glbl&quot; box indicated in the box header minus the size of the box header.
</t>
</section>

<section anchor="in-nut-file-format" title="In NUT File Format">
<t>The codec_specific_data element (in &quot;stream_header&quot; packet) contains the ConfigurationRecord bitstream. See <xref target="NUT"/> for more information about elements.
</t>
<t><spanx style="verb">NumBytes</spanx> is defined as the size, in bytes, of the codec_specific_data element as indicated in the &quot;length&quot; field of codec_specific_data
</t>
</section>

<section anchor="in-matroska-file-format" title="In Matroska File Format">
<t>FFV1 SHOULD use <spanx style="verb">V_FFV1</spanx> as the Matroska <spanx style="verb">Codec ID</spanx>. For FFV1 versions 2 or less, the Matroska <spanx style="verb">CodecPrivate</spanx> Element SHOULD NOT be used. For FFV1 versions 3 or greater, the Matroska <spanx style="verb">CodecPrivate</spanx> Element MUST contain the FFV1 Configuration Record structure and no other data. See <xref target="Matroska"/> for more information about elements.
</t>
</section>
</section>
</section>

<section anchor="frame" title="Frame">
<t>A frame consists of the keyframe field, parameters (if version &lt;=1), and a sequence of independent slices.
</t>

<figure align="center"><artwork align="center" type="c">
pseudo-code                                                   | type
--------------------------------------------------------------|-----
Frame( NumBytes ) {                                           |
    keyframe                                                  | br
    if (keyframe &amp;&amp; !ConfigurationRecordIsPresent             |
        Parameters( )                                         |
    while ( remaining_bits_in_bitstream( NumBytes ) )         |
        Slice( )                                              |
}                                                             |
</artwork></figure>
</section>

<section anchor="slice" title="Slice">

<figure align="center"><artwork align="center" type="c">
pseudo-code                                                   | type
--------------------------------------------------------------|-----
Slice( ) {                                                    |
    if (version &gt;= 3)                                         |
        SliceHeader( )                                        |
    SliceContent( )                                           |
    if (coder_type == 0)                                      |
        while (!byte_aligned())                               |
            padding                                           | u(1)
    if (version &gt;= 3)                                         |
        SliceFooter( )                                        |
}                                                             |
</artwork></figure>
<t><spanx style="verb">padding</spanx> specifies a bit without any significance and used only for byte alignment.
MUST be 0.
</t>
</section>

<section anchor="slice-header" title="Slice Header">

<figure align="center"><artwork align="center" type="c">
pseudo-code                                                   | type
--------------------------------------------------------------|-----
SliceHeader( ) {                                              |
    slice_x                                                   | ur
    slice_y                                                   | ur
    slice_width - 1                                           | ur
    slice_height - 1                                          | ur
    for( i = 0; i &lt; quant_table_set_index_count; i++ )        |
        quant_table_set_index [ i ]                           | ur
    picture_structure                                         | ur
    sar_num                                                   | ur
    sar_den                                                   | ur
    if (version &gt;= 4) {                                       |
        reset_contexts                                        | br
        slice_coding_mode                                     | ur
   }                                                          |
}                                                             |
</artwork></figure>

<section anchor="slicex" title="slice_x">
<t><spanx style="verb">slice_x</spanx> indicates the x position on the slice raster formed by num_h_slices.
Inferred to be 0 if not present.
</t>
</section>

<section anchor="slicey" title="slice_y">
<t><spanx style="verb">slice_y</spanx> indicates the y position on the slice raster formed by num_v_slices.
Inferred to be 0 if not present.
</t>
</section>

<section anchor="slicewidth" title="slice_width">
<t><spanx style="verb">slice_width</spanx> indicates the width on the slice raster formed by num_h_slices.
Inferred to be 1 if not present.
</t>
</section>

<section anchor="sliceheight" title="slice_height">
<t><spanx style="verb">slice_height</spanx> indicates the height on the slice raster formed by num_v_slices.
Inferred to be 1 if not present.
</t>
</section>

<section anchor="quanttablesetindexcount" title="quant_table_set_index_count">
<t><spanx style="verb">quant_table_set_index_count</spanx> is defined as 1 + ( ( chroma_planes || version &lt;= 3 ) ? 1 : 0 ) + ( alpha_plane ? 1 : 0 ).
</t>
</section>

<section anchor="quanttablesetindex" title="quant_table_set_index">
<t><spanx style="verb">quant_table_set_index</spanx> indicates the Quantization Table Set index to select the Quantization Table Set and the initial states for the slice.
Inferred to be 0 if not present.
</t>
</section>

<section anchor="picturestructure" title="picture_structure">
<t><spanx style="verb">picture_structure</spanx> specifies the picture structure.
Inferred to be 0 if not present.
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">picture structure used</ttcol>

<c>0</c><c>unknown</c>
<c>1</c><c>top field first</c>
<c>2</c><c>bottom field first</c>
<c>3</c><c>progressive</c>
<c>Other</c><c>reserved for future use</c>
</texttable>
</section>

<section anchor="sarnum" title="sar_num">
<t><spanx style="verb">sar_num</spanx> specifies the sample aspect ratio numerator.
Inferred to be 0 if not present.
MUST be 0 if sample aspect ratio is unknown.
</t>
</section>

<section anchor="sarden" title="sar_den">
<t><spanx style="verb">sar_den</spanx> specifies the sample aspect ratio numerator.
Inferred to be 0 if not present.
MUST be 0 if sample aspect ratio is unknown.
</t>
</section>

<section anchor="resetcontexts" title="reset_contexts">
<t><spanx style="verb">reset_contexts</spanx> indicates if slice contexts must be reset.
Inferred to be 0 if not present.
</t>
</section>

<section anchor="slicecodingmode" title="slice_coding_mode">
<t><spanx style="verb">slice_coding_mode</spanx> indicates the slice coding mode.
Inferred to be 0 if not present.
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">slice coding mode</ttcol>

<c>0</c><c>normal Range Coding or VLC</c>
<c>1</c><c>raw PCM</c>
<c>Other</c><c>reserved for future use</c>
</texttable>
</section>
</section>

<section anchor="slice-content" title="Slice Content">

<figure align="center"><artwork align="center" type="c">
pseudo-code                                                   | type
--------------------------------------------------------------|-----
SliceContent( ) {                                             |
    if (colorspace_type == 0) {                               |
        for( p = 0; p &lt; primary_color_count; p++ ) {          |
            for( y = 0; y &lt; plane_pixel_height[ p ]; y++ )    |
                Line( p, y )                                  |
    } else if (colorspace_type == 1) {                        |
        for( y = 0; y &lt; slice_pixel_height; y++ )             |
            for( p = 0; p &lt; primary_color_count; p++ ) {      |
                Line( p, y )                                  |
    }                                                         |
}                                                             |
</artwork></figure>

<section anchor="primarycolorcount" title="primary_color_count">
<t><spanx style="verb">primary_color_count</spanx> is defined as 1 + ( chroma_planes ? 2 : 0 ) + ( alpha_plane ? 1 : 0 ).
</t>
</section>

<section anchor="planepixelheight" title="plane_pixel_height">
<t><spanx style="verb">plane_pixel_height[ p ]</spanx> is the height in pixels of plane p of the slice.
<spanx style="verb">plane_pixel_height[ 0 ]</spanx> and <spanx style="verb">plane_pixel_height[ 1 + ( chroma_planes ? 2 : 0 ) ]</spanx> value is <spanx style="verb">slice_pixel_height</spanx>.
If <spanx style="verb">chroma_planes</spanx> is set to 1, <spanx style="verb">plane_pixel_height[ 1 ]</spanx> and <spanx style="verb">plane_pixel_height[ 2 ]</spanx> value is <spanx style="verb">ceil(slice_pixel_height / v_chroma_subsample)</spanx>.
</t>
</section>

<section anchor="slicepixelheight" title="slice_pixel_height">
<t><spanx style="verb">slice_pixel_height</spanx> is the height in pixels of the slice.
Its value is <spanx style="verb">floor(( slice_y + slice_height ) * slice_pixel_height / num_v_slices) - slice_pixel_y</spanx>.
</t>
</section>

<section anchor="slicepixely" title="slice_pixel_y">
<t><spanx style="verb">slice_pixel_y</spanx> is the slice vertical position in pixels.
Its value is <spanx style="verb">floor(slice_y * frame_pixel_height / num_v_slices)</spanx>.
</t>
</section>
</section>

<section anchor="line" title="Line">

<figure align="center"><artwork align="center" type="c">
pseudo-code                                                   | type
--------------------------------------------------------------|-----
Line( p, y ) {                                                |
    if (colorspace_type == 0) {                               |
        for( x = 0; x &lt; plane_pixel_width[ p ]; x++ )         |
            Pixel( p, y, x )                                  |
    } else if (colorspace_type == 1) {                        |
        for( x = 0; x &lt; slice_pixel_width; x++ )              |
            Pixel( p, y, x )                                  |
    }                                                         |
}                                                             |
</artwork></figure>

<section anchor="planepixelwidth" title="plane_pixel_width">
<t><spanx style="verb">plane_pixel_width[ p ]</spanx> is the width in pixels of plane p of the slice.
<spanx style="verb">plane_pixel_width[ 0 ]</spanx> and <spanx style="verb">plane_pixel_width[ 1 + ( chroma_planes ? 2 : 0 ) ]</spanx> value is <spanx style="verb">slice_pixel_width</spanx>.
If <spanx style="verb">chroma_planes</spanx> is set to 1, <spanx style="verb">plane_pixel_width[ 1 ]</spanx> and <spanx style="verb">plane_pixel_width[ 2 ]</spanx> value is <spanx style="verb">ceil(slice_pixel_width / v_chroma_subsample)</spanx>.
</t>
</section>

<section anchor="slicepixelwidth" title="slice_pixel_width">
<t><spanx style="verb">slice_pixel_width</spanx> is the width in pixels of the slice.
Its value is <spanx style="verb">floor(( slice_x + slice_width ) * slice_pixel_width / num_h_slices) - slice_pixel_x</spanx>.
</t>
</section>

<section anchor="slicepixelx" title="slice_pixel_x">
<t><spanx style="verb">slice_pixel_x</spanx> is the slice horizontal position in pixels.
Its value is <spanx style="verb">floor(slice_x * frame_pixel_width / num_h_slices)</spanx>.
</t>
</section>
</section>

<section anchor="slice-footer" title="Slice Footer">
<t>Note: slice footer is always byte aligned.
</t>

<figure align="center"><artwork align="center" type="c">
pseudo-code                                                   | type
--------------------------------------------------------------|-----
SliceFooter( ) {                                              |
    slice_size                                                | u(24)
    if (ec) {                                                 |
        error_status                                          | u(8)
        slice_crc_parity                                      | u(32)
    }                                                         |
}                                                             |
</artwork></figure>

<section anchor="slicesize" title="slice_size">
<t><spanx style="verb">slice_size</spanx> indicates the size of the slice in bytes.
Note: this allows finding the start of slices before previous slices have been fully decoded. And allows this way parallel decoding as well as error resilience.
</t>
</section>

<section anchor="errorstatus" title="error_status">
<t><spanx style="verb">error_status</spanx> specifies the error status.
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">error status</ttcol>

<c>0</c><c>no error</c>
<c>1</c><c>slice contains a correctable error</c>
<c>2</c><c>slice contains a uncorrectable error</c>
<c>Other</c><c>reserved for future use</c>
</texttable>
</section>

<section anchor="slicecrcparity" title="slice_crc_parity">
<t><spanx style="verb">slice_crc_parity</spanx> 32 bits that are chosen so that the slice as a whole has a crc remainder of 0.
This is equivalent to storing the crc remainder in the 32-bit parity.
The CRC generator polynomial used is the standard IEEE CRC polynomial (0x104C11DB7) with initial value 0.
</t>
</section>
</section>

<section anchor="parameters" title="Parameters">

<figure align="center"><artwork align="center" type="c">
pseudo-code                                                   | type
--------------------------------------------------------------|-----
Parameters( ) {                                               |
    version                                                   | ur
    if (version &gt;= 3)                                         |
        micro_version                                         | ur
    coder_type                                                | ur
    if (coder_type &gt; 1)                                       |
        for (i = 1; i &lt; 256; i++)                             |
            state_transition_delta[ i ]                       | sr
    colorspace_type                                           | ur
    if (version &gt;= 1)                                         |
        bits_per_raw_sample                                   | ur
    chroma_planes                                             | br
    log2( h_chroma_subsample )                                | ur
    log2( v_chroma_subsample )                                | ur
    alpha_plane                                               | br
    if (version &gt;= 3) {                                       |
        num_h_slices - 1                                      | ur
        num_v_slices - 1                                      | ur
        quant_table_set_count                                 | ur
    }                                                         |
    for( i = 0; i &lt; quant_table_set_count; i++ )              |
        QuantizationTableSet( i )                             |
    if (version &gt;= 3) {                                       |
        for( i = 0; i &lt; quant_table_set_count; i++ ) {        |
            states_coded                                      | br
            if (states_coded)                                 |
                for( j = 0; j &lt; context_count[ i ]; j++ )     |
                    for( k = 0; k &lt; CONTEXT_SIZE; k++ )       |
                        initial_state_delta[ i ][ j ][ k ]    | sr
        }                                                     |
        ec                                                    | ur
        intra                                                 | ur
    }                                                         |
}                                                             |
</artwork></figure>

<section anchor="version" title="version">
<t><spanx style="verb">version</spanx> specifies the version of the bitstream.
Each version is incompatible with others versions: decoders SHOULD reject a file due to unknown version.
Decoders SHOULD reject a file with version &lt;= 1 &amp;&amp; ConfigurationRecordIsPresent == 1.
Decoders SHOULD reject a file with version &gt;= 3 &amp;&amp; ConfigurationRecordIsPresent == 0.
</t>
<texttable>
<ttcol align="left">value</ttcol>
<ttcol align="left">version</ttcol>

<c>0</c><c>FFV1 version 0</c>
<c>1</c><c>FFV1 version 1</c>
<c>2</c><c>reserved*</c>
<c>3</c><c>FFV1 version 3</c>
<c>Other</c><c>reserved for future use</c>
</texttable>
<t>* Version 2 was never enabled in the encoder thus version 2 files SHOULD NOT exist, and this document does not describe them to keep the text simpler.
</t>
</section>

<section anchor="microversion" title="micro_version">
<t><spanx style="verb">micro_version</spanx> specifies the micro-version of the bitstream.
After a version is considered stable (a micro-version value is assigned to be the first stable variant of a specific version), each new micro-version after this first stable variant is compatible with the previous micro-version: decoders SHOULD NOT reject a file due to an unknown micro-version equal or above the micro-version considered as stable.
</t>
<t>Meaning of micro_version for version 3:
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">micro_version</ttcol>

<c>0...3</c><c>reserved*</c>
<c>4</c><c>first stable variant</c>
<c>Other</c><c>reserved for future use</c>
</texttable>
<t>* were development versions which may be incompatible with the stable variants.
</t>
<t>Meaning of micro_version for version 4 (note: at the time of writing of this specification, version 4 is not considered stable so the first stable version value is to be announced in the future):
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">micro_version</ttcol>

<c>0...TBA</c><c>reserved*</c>
<c>TBA</c><c>first stable variant</c>
<c>Other</c><c>reserved for future use</c>
</texttable>
<t>* were development versions which may be incompatible with the stable variants.
</t>
</section>

<section anchor="codertype" title="coder_type">
<t><spanx style="verb">coder_type</spanx> specifies the coder used
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">coder used</ttcol>

<c>0</c><c>Golomb Rice</c>
<c>1</c><c>Range Coder with default state transition table</c>
<c>2</c><c>Range Coder with custom state transition table</c>
<c>Other</c><c>reserved for future use</c>
</texttable>
</section>

<section anchor="statetransitiondelta" title="state_transition_delta">
<t><spanx style="verb">state_transition_delta</spanx> specifies the Range coder custom state transition table.
If state_transition_delta is not present in the bitstream, all Range coder custom state transition table elements are assumed to be 0.
</t>
</section>

<section anchor="colorspacetype" title="colorspace_type">
<t><spanx style="verb">colorspace_type</spanx> specifies the color space.
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">color space used</ttcol>

<c>0</c><c>YCbCr</c>
<c>1</c><c>JPEG2000-RCT</c>
<c>Other</c><c>reserved for future use</c>
</texttable>
</section>

<section anchor="chromaplanes" title="chroma_planes">
<t><spanx style="verb">chroma_planes</spanx> indicates if chroma (color) planes are present.
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">color space used</ttcol>

<c>0</c><c>chroma planes are not present</c>
<c>1</c><c>chroma planes are present</c>
</texttable>
</section>

<section anchor="bitsperrawsample" title="bits_per_raw_sample">
<t><spanx style="verb">bits_per_raw_sample</spanx> indicates the number of bits for each luma and chroma sample. Inferred to be 8 if not present.
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">bits for each luma and chroma sample</ttcol>

<c>0</c><c>reserved*</c>
<c>Other</c><c>the actual bits for each luma and chroma sample</c>
</texttable>
<t>* Encoders MUST NOT store bits_per_raw_sample = 0
Decoders SHOULD accept and interpret bits_per_raw_sample = 0 as 8.
</t>
</section>

<section anchor="hchromasubsample" title="h_chroma_subsample">
<t><spanx style="verb">h_chroma_subsample</spanx> indicates the subsample factor between luma and chroma width (<spanx style="verb">chroma_width = 2^(-log2_h_chroma_subsample) * luma_width</spanx>).
</t>
</section>

<section anchor="vchromasubsample" title="v_chroma_subsample">
<t><spanx style="verb">v_chroma_subsample</spanx> indicates the subsample factor between luma and chroma height (<spanx style="verb">chroma_height=2^(-log2_v_chroma_subsample) * luma_height</spanx>).
</t>
</section>

<section anchor="alphaplane" title="alpha_plane">
<t>
<list style="hanging">
<t hangText="alpha_plane">
<vspace />
indicates if a transparency plane is present.</t>
</list>
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">color space used</ttcol>

<c>0</c><c>transparency plane is not present</c>
<c>1</c><c>transparency plane is present</c>
</texttable>
</section>

<section anchor="numhslices" title="num_h_slices">
<t><spanx style="verb">num_h_slices</spanx> indicates the number of horizontal elements of the slice raster.
Inferred to be 1 if not present.
</t>
</section>

<section anchor="numvslices" title="num_v_slices">
<t><spanx style="verb">num_v_slices</spanx> indicates the number of vertical elements of the slice raster.
Inferred to be 1 if not present.
</t>
</section>

<section anchor="quanttablesetcount" title="quant_table_set_count">
<t><spanx style="verb">quant_table_set_count</spanx> indicates the number of Quantization Table Sets.
Inferred to be 1 if not present.
MUST NOT be 0.
</t>
</section>

<section anchor="statescoded" title="states_coded">
<t><spanx style="verb">states_coded</spanx> indicates if the respective Quantization Table Set has the initial states coded.
Inferred to be 0 if not present.
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">initial states</ttcol>

<c>0</c><c>initial states are not present and are assumed to be all 128</c>
<c>1</c><c>initial states are present</c>
</texttable>
</section>

<section anchor="initialstatedelta" title="initial_state_delta">
<t><spanx style="verb">initial_state_delta</spanx> [ i ][ j ][ k ] indicates the initial Range coder state, it is encoded using k as context index and
pred = j ? initial_states[ i ][j - 1][ k ] : 128
initial_state[ i ][ j ][ k ] = ( pred + initial_state_delta[ i ][ j ][ k ] ) &amp; 255
</t>
</section>

<section anchor="ec" title="ec">
<t><spanx style="verb">ec</spanx> indicates the error detection/correction type.
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">error detection/correction type</ttcol>

<c>0</c><c>32-bit CRC on the global header</c>
<c>1</c><c>32-bit CRC per slice and the global header</c>
<c>Other</c><c>reserved for future use</c>
</texttable>
</section>

<section anchor="intra" title="intra">
<t><spanx style="verb">intra</spanx> indicates the relationship between frames.
    Inferred to be 0 if not present.
</t>
<texttable>
<ttcol align="center">value</ttcol>
<ttcol align="left">relationship</ttcol>

<c>0</c><c>frames are independent or dependent (keyframes and non keyframes)</c>
<c>1</c><c>frames are independent (keyframes only)</c>
<c>Other</c><c>reserved for future use</c>
</texttable>
</section>
</section>

<section anchor="quantization-table-set" title="Quantization Table Set">
<t>The Quantization Table Sets are stored by storing the number of equal entries -1 of the first half of the table (represented as <spanx style="verb">len - 1</spanx> in the pseudo-code below) using the method described in <xref target="range-non-binary-values"/>. The second half doesn’t need to be stored as it is identical to the first with flipped sign.
</t>
<t>example:
</t>
<t>Table: 0 0 1 1 1 1 2 2 -2 -2 -2 -1 -1 -1 -1 0
</t>
<t>Stored values: 1, 3, 1
</t>

<figure align="center"><artwork align="center" type="c">
pseudo-code                                                   | type
--------------------------------------------------------------|-----
QuantizationTableSet( i ) {                                   |
    scale = 1                                                 |
    for( j = 0; j &lt; MAX_CONTEXT_INPUTS; j++ ) {               |
        QuantizationTable( i, j, scale )                      |
        scale *= 2 * len_count[ i ][ j ] - 1                  |
    }                                                         |
    context_count[ i ] = ( scale + 1 ) / 2                    |
}                                                             |
</artwork></figure>
<t>MAX_CONTEXT_INPUTS is 5.
</t>

<figure align="center"><artwork align="center" type="c">
pseudo-code                                                   | type
--------------------------------------------------------------|-----
QuantizationTable(i, j, scale) {                              |
    v = 0                                                     |
    for( k = 0; k &lt; 128; ) {                                  |
        len - 1                                               | ur
        for( a = 0; a &lt; len; a++ ) {                          |
            quant_tables[ i ][ j ][ k ] = scale* v            |
            k++                                               |
        }                                                     |
        v++                                                   |
    }                                                         |
    for( k = 1; k &lt; 128; k++ ) {                              |
        quant_tables[ i ][ j ][ 256 - k ] = \                 |
        -quant_tables[ i ][ j ][ k ]                          |
    }                                                         |
    quant_tables[ i ][ j ][ 128 ] = \                         |
    -quant_tables[ i ][ j ][ 127 ]                            |
    len_count[ i ][ j ] = v                                   |
}                                                             |
</artwork></figure>

<section anchor="quanttables" title="quant_tables">
<t><spanx style="verb">quant_tables[ i ][ j ][ k ]</spanx> indicates the quantification table value of the Quantized Sample Difference <spanx style="verb">k</spanx> of the Quantization Table <spanx style="verb">j</spanx> of the Set Quantization Table Set <spanx style="verb">i</spanx>.
</t>
</section>

<section anchor="contextcount" title="context_count">
<t><spanx style="verb">context_count[ i ]</spanx> indicates the count of contexts for Quantization Table Set <spanx style="verb">i</spanx>.
</t>
</section>
</section>
</section>

<section anchor="restrictions" title="Restrictions">
<t>To ensure that fast multithreaded decoding is possible, starting version 3 and if frame_pixel_width * frame_pixel_height is more than 101376, slice_width * slice_height MUST be less or equal to num_h_slices * num_v_slices / 4.
Note: 101376 is the frame size in pixels of a 352x288 frame also known as CIF (&quot;Common Intermediate Format&quot;) frame size format.
</t>
<t>For each frame, each position in the slice raster MUST be filled by one and only one slice of the frame (no missing slice position, no slice overlapping).
</t>
<t>For each Frame with keyframe value of 0, each slice MUST have the same value of slice_x, slice_y, slice_width, slice_height as a slice in the previous frame, except if reset_contexts is 1.
</t>
</section>

<section anchor="security-considerations" title="Security Considerations">
<t>Like any other codec, (such as <xref target="RFC6716"/>), FFV1 should not be used with insecure ciphers or cipher-modes that are vulnerable to known plaintext attacks. Some of the header bits as well as the padding are easily predictable.
</t>
<t>Implementations of the FFV1 codec need to take appropriate security considerations into account, as outlined in <xref target="RFC4732"/>. It is extremely important for the decoder to be robust against malicious payloads. Malicious payloads must not cause the decoder to overrun its allocated memory or to take an excessive amount of resources to decode.  Although problems in encoders are typically rarer, the same applies to the encoder.  Malicious video streams must not cause the encoder to misbehave because this would allow an attacker to attack transcoding gateways. A frequent security problem in image and video codecs is also to not check for integer overflows in pixel count computations, that is to allocate width * height without considering that the multiplication result may have overflowed the arithmetic types range.
</t>
<t>The reference implementation <xref target="REFIMPL"/> contains no known buffer overflow or cases where a specially crafted packet or video segment could cause a significant increase in CPU load.
</t>
<t>The reference implementation <xref target="REFIMPL"/> was validated in the following conditions:
</t>
<t>
<list style="symbols">
<t>Sending the decoder valid packets generated by the reference encoder and verifying that the decoder's output matches the encoders input.</t>
<t>Sending the decoder packets generated by the reference encoder and then subjected to random corruption.</t>
<t>Sending the decoder random packets that are not FFV1.</t>
</list>
</t>
<t>In all of the conditions above, the decoder and encoder was run inside the <xref target="VALGRIND"/> memory debugger as well as clangs address sanitizer <xref target="Address-Sanitizer"/>, which track reads and writes to invalid memory regions as well as the use of uninitialized memory.  There were no errors reported on any of the tested conditions.
</t>
</section>

<section anchor="appendixes" title="Appendixes">

<section anchor="decoder-implementation-suggestions" title="Decoder implementation suggestions">

<section anchor="multithreading-support-and-independence-of-slices" title="Multi-threading support and independence of slices">
<t>The bitstream is parsable in two ways: in sequential order as described in this document or with the pre-analysis of the footer of each slice. Each slice footer contains a slice_size field so the boundary of each slice is computable without having to parse the slice content. That allows multi-threading as well as independence of slice content (a bitstream error in a slice header or slice content has no impact on the decoding of the other slices).
</t>
<t>After having checked keyframe field, a decoder SHOULD parse slice_size fields, from slice_size of the last slice at the end of the frame up to slice_size of the first slice at the beginning of the frame, before parsing slices, in order to have slices boundaries. A decoder MAY fallback on sequential order e.g. in case of corrupted frame (frame size unknown, slice_size of slices not coherent...) or if there is no possibility of seek into the stream.
</t>
<t>Architecture overview of slices in a frame:
</t>
<texttable>
<ttcol align="left"></ttcol>

<c>first slice header</c>
<c>first slice content</c>
<c>first slice footer</c>
<c>---------------------------------------------------------------</c>
<c>second slice header</c>
<c>second slice content</c>
<c>second slice footer</c>
<c>---------------------------------------------------------------</c>
<c>...</c>
<c>---------------------------------------------------------------</c>
<c>last slice header</c>
<c>last slice content</c>
<c>last slice footer</c>
</texttable>
</section>
</section>
</section>

<section anchor="changelog" title="Changelog">
<t>See <eref target="https://github.com/FFmpeg/FFV1/commits/master"/>
</t>
</section>

<section anchor="todo" title="ToDo">
<t>
<list style="symbols">
<t>mean,k estimation for the Golomb Rice codes</t>
</list>
</t>
</section>

</middle>
<back>
<references title="Normative References">
<reference anchor="ISO.15444-1.2016">
  <front>
    <title>Information technology -- JPEG 2000 image coding system: Core coding system</title>
    <author>
      <organization>International Organization for Standardization</organization>
    </author>
    <date month="October" year="2016" />
  </front>
</reference>
<?rfc include="https://xml2rfc.tools.ietf.org/public/rfc/bibxml2/reference.ISO.9899.1990.xml"?>
<?rfc include="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.2119.xml"?>
</references>
<references title="Informative References">
<reference anchor="AVI" target="https://msdn.microsoft.com/en-us/library/windows/desktop/dd318189%28v=vs.85%29.aspx">
  <front>
    <title>AVI RIFF File Reference</title>
    <author>
      <organization>Microsoft</organization>
    </author>
    <date year="undated" />
  </front>
</reference>
<reference anchor="Address-Sanitizer" target="https://clang.llvm.org/docs/AddressSanitizer.html">
  <front>
    <title>ASAN AddressSanitizer website</title>
    <author>
      <organization>The Clang Team</organization>
    </author>
    <date year="undated" />
  </front>
</reference>
<reference anchor="FFV1_V0" target="https://git.videolan.org/?p=ffmpeg.git;a=commit;h=b548f2b91b701e1235608ac882ea6df915167c7e">
  <front>
    <title>Commit to mark FFV1 version 0 as non-experimental</title>
    <author initials="M." surname="Niedermayer" fullname="Michael Niedermayer"/>
    <date month="April" year="2006" />
  </front>
</reference>
<reference anchor="FFV1_V1" target="https://git.videolan.org/?p=ffmpeg.git;a=commit;h=68f8d33becbd73b4d0aa277f472a6e8e72ea6849">
  <front>
    <title>Commit to release FFV1 version 1</title>
    <author initials="M." surname="Niedermayer" fullname="Michael Niedermayer"/>
    <date month="April" year="2009" />
  </front>
</reference>
<reference anchor="FFV1_V3" target="https://git.videolan.org/?p=ffmpeg.git;a=commit;h=abe76b851c05eea8743f6c899cbe5f7409b0f301">
  <front>
    <title>Commit to mark FFV1 version 3 as non-experimental</title>
    <author initials="M." surname="Niedermayer" fullname="Michael Niedermayer"/>
    <date month="August" year="2013" />
  </front>
</reference>
<reference anchor="HuffYUV" target="https://web.archive.org/web/20040402121343/http://cultact-server.novi.dk/kpo/huffyuv/huffyuv.html">
  <front>
    <title>HuffYUV</title>
    <author initials="B." surname="Rudiak-Gould" fullname="Ben Rudiak-Gould"/>
    <date month="December" year="2003" />
  </front>
</reference>
<reference anchor="ISO.14495-1.1999">
  <front>
    <title>Information technology -- Lossless and near-lossless compression of continuous-tone still images: Baseline</title>
    <author>
      <organization>International Organization for Standardization</organization>
    </author>
    <date month="December" year="1999" />
  </front>
</reference>
<reference anchor="ISO.14496-10.2014">
  <front>
    <title>Information technology -- Coding of audio-visual objects -- Part 10: Advanced Video Coding</title>
    <author>
      <organization>International Organization for Standardization</organization>
    </author>
    <date month="September" year="2014" />
  </front>
</reference>
<reference anchor="ISO.14496-12.2015">
  <front>
    <title>Information technology -- Coding of audio-visual objects -- Part 12: ISO base media file format</title>
    <author>
      <organization>International Organization for Standardization</organization>
    </author>
    <date month="December" year="2015" />
  </front>
</reference>
<reference anchor="Matroska" target="https://datatracker.ietf.org/doc/draft-lhomme-cellar-matroska/">
  <front>
    <title>Matroska</title>
    <author>
      <organization>IETF</organization>
    </author>
    <date year="2016" />
  </front>
</reference>
<reference anchor="NUT" target="https://ffmpeg.org/~michael/nut.txt">
  <front>
    <title>NUT Open Container Format</title>
    <author initials="M." surname="Niedermayer" fullname="Michael Niedermayer"/>
    <date month="December" year="2013" />
  </front>
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<reference anchor="REFIMPL" target="https://ffmpeg.org">
  <front>
    <title>The reference FFV1 implementation / the FFV1 codec in FFmpeg</title>
    <author initials="M." surname="Niedermayer" fullname="Michael Niedermayer"/>
    <date year="undated" />
  </front>
</reference>
<?rfc include="https://xml2rfc.tools.ietf.org/public/rfc/bibxml/reference.RFC.4732.xml"?>
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<reference anchor="VALGRIND" target="https://valgrind.org/">
  <front>
    <title>Valgrind website</title>
    <author>
      <organization>Valgrind Developers</organization>
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    <date year="undated" />
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<reference anchor="YCbCr" target="https://en.wikipedia.org/w/index.php?title=YCbCr">
  <front>
    <title>YCbCr</title>
    <author>
      <organization>Wikipedia</organization>
    </author>
    <date year="undated" />
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</reference>
<reference anchor="range-coding">
  <front>
    <title>Range encoding: an algorithm for removing redundancy from a digitised message.</title>
    <author initials="G." surname="Nigel" fullname=""/>
    <author initials="N." surname="Martin" fullname=""/>
    <date month="July" year="1979" />
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  <seriesInfo name="Proc. Institution of Electronic and Radio Engineers International Conference on Video and Data Recording" value="" />
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